Regulation Tools
The tools listed below Regulation are displayed on this site with a link back to the vendor organisation.
iHex
Basel II Operation Risk and Combined Risk Analysis
Almonde Basel II
Receiving regulatory approval under the internal rating based approaches and improving risk control strategies requires a sound approach to validating and forecasting regulatory capital estimates and the drivers used to calculate them. Almonde Basel II Scenario Analysis & Testing enable banks to achieve these aims.
ASSIST//ck
ASSIST//ck® automates the monitoring, detection, investigation and reporting of suspicious activity. Using sophisticated algorithms, it learns and adapts to users' behavior patterns. When deviations occur in users' normal behavior profiles, ASSIST//ck automatically flags the activity and alerts compliance officers of the need for further investigation. This systematic identification reduces the administrative burdens and costs associated with manual compliance processes.
AutoAudit
AutoAudit software takes the paperwork out of work papers. It’s a comprehensive, fully integrated audit automation system that lets audit departments complete all of their work in a single database. With modules for risk assessment, planning, scheduling, work papers, reporting, issue tracking, time and expenses, quality assurance and personnel records, AutoAudit is the most complete way to update an audit department.
Automated Helpdesk
Trains Users, Improves Performance, & Reduces IT Support Costs
AXS-Link for SAP
AXS-Link for SAP™ is an integral part of the AXS-One Compliance Platform™. Certified by SAP, AXS-Link for SAP is a cross-application interface providing R/3 business applications with archive and records management functionality. AXS-Link for SAP utilizes SAP ArchiveLink® to securely link the SAP R/3 Systems with optical and other archive storage systems. AXS-Link for SAP offers the ability to:
AXS-One Compliance Platform - Records Management
Records Compliance Management
Corporate records – your corporate asset and corporate memory. AXS-One solutions for Records Compliance Management enable organizations to protect and utilize that content as an asset while reducing operational overheads and potential liabilities.
AXS-One Rapid-AXS
In a market increasingly dominated by issues surrounding compliance, corporate governance and legal discovery, the ability to search rapidly through mountains of e-mail and other electronic documents in order to comply with, for example, a discovery order has risen to the top of the executive priority list. As any organization that has responded to an audit or discovery order can attest, this is not an easy task.
AXS-One Retention Manager
provides a compliant framework for creating a corporate memory with expert recall for legal discovery and compliant destruction for continual risk mitigation. The solution reduces the inherent risks associated with retaining, managing and expunging the significant volumes and disparate types of records generated by organizations
Provides credit, market and operational risk measurement in accordance with Basel II guidelines
Basic, standard and internal calculation options are pre-built and delivered in an advanced data warehouse based framework for consistency, accuracy and extensibility
Basel II Capital Manager
SunGard Basel II Capital Manager provides sophisticated modelling and analysis capabilities to help financial institutions develop comprehensive and risk-sensitive approaches for managing regulatory and economic capital and understanding credit risk.
BizFlow 9
BizFlow 9, HandySoft's award-winning Business Process Management platform, now provides end-to-end process management, superior event detection and response, complete interoperability with J2EE and web service environments extending collaboration across the value chain, simplified modeling with dynamic routing capabilities, and faster Forms development.
BizFlow Six Sigma
BizFlow can be the center of your quality management organization, enabling you to quickly manage the people, tasks, and technology that are part of every Six Sigma initiative. Quickly and easily design Six Sigma processes and automate those processes to ensure procedure adherence. Gather, analyze, and report on Six Sigma data in real-time to manage your quality management initiatives. And extend control across departments and functional areas to ensure acceptance and trouble-free deployment of your Six Sigma programs.
Bridger Insight®
Bridger Insight® continues to help more than 4,000 clients simplify the process of achieving compliance and conducting due diligence.
CardMap
SOX/Operational Risk & Enterprise Risk Management Capabilities on a budget
Collegis
Through proven methodologies, and by drawing upon a knowledgeable staff with more than 8,000 cumulative years of higher education experience, Collegis offers a variety of long-term solutions related to leveraging the use of technology to improve the delivery of education. Because our sole focus is on higher education, Collegis offers unparalleled knowledge, expertise and accountability to support the unique educational mission of our clients.
Compliance Calibrator
Regulatory compliance tool.
ControlBook
Regulatory compliance can be burdensome. But the cost of non-compliance can be devasting. SunGard's ControlBook solution solves both concerns for securities record keepers.
Cyota FraudAction
Cyota FraudAction™ is our end-to-end solution to financial institution email fraud and phishing. Using FraudAction™, financial institutions can not only know about an e-mail fraud attack, but can also proactively prepare for it and actively respond and control it. FraudAction is field-tested with proven results - cuts fraud losses by 50% and reduces the average lifespan of phishing attacks from 6 days to 5 hours. The service is in use today by several top American and British banks.
Enterprise Portfolio System
EPS (Enterprise Portfolio System) - An investment management system providing comprehensive accounting, reporting and decision-support for insurance companies of all sizes. Automated data entry, verification and online, real-time capabilities provide the foundation for a scalable, comprehensive solution.
ETM
ETM provides a web-based, configurable user interface that empowers marketing and pipeline companies to define its solution footprint while capitalizing on the secure and confidential environment of the Internet. The system affords users extensibility through open integration with and to the enterprise information system via enhanced functionality through proven technology. ETM is a feature-rich application suite providing robust functionality to manage and resolve complex issues for the energy market including energy convergence, complex integration requirements, internationalization and the need for an enterprise-wide view of profits and losses, risks and trading positions.
Focus
A fast, easy way to Sarbanes-Oxley compliance
Global One
More than 70 financial institutions with over 1,700 users worldwide use Global One for real-time administration and management of their international and domestic securities lending programmes.
Hyperion Compliance Management Dashboard
Primarilily a Sarbanes-Oxley compliance tool, this can be configured to deal with industry or business specific standards. The long description is the launch press release.
Hyperion Compliance Management Dashboard
Primarilily a Sarbanes-Oxley compliance tool, this can be configured to deal with industry or business specific standards. The long description is the launch press release.
iComply®
Fischer Identity Suite™ is the only Identity Management solution built with compliance in mind.
iSight
Application Usage Auditing & Analysis
IT Governance Center
Mercury IT Governance Center™ is the most comprehensive transaction system available for IT, covering the broadest spectrum of IT activities, including portfolio management, project visibility and control, IT services automation, and application change management.
LexisNexis® Anti-Money Laundering Solutions
LexisNexis® Anti-Money Laundering Solutions is your one-stop solution for anti-money laundering investigations and due diligence.
LiveAudit
DataMirror LiveAudit captures all data that is added, changed or deleted to create real-time audit trails that preserve historical information and enable companies to monitor and report on all operational activities on demand.
Quickly and comprehensively evaluate credit risk of portfolios
Identify potential problems in the credit risk portfolio
Movaris Certainty
Movaris Certainty™ dramatically reduces the time and out-of-pocket costs of Sarbanes-Oxley compliance, and it improves the overall financial control environment. Designed expressly for Sarbanes-Oxley compliance, Certainty allows you to document and review financial controls, schedule testing and evaluation of those controls, and prepare Section 404 and 302 compliance reports on demand.
OpenPages SOX Express
OpenPages Sarbanes-Oxley Express (SOX Express) is an enterprise compliance management solution that reduces the time and resource costs associated with ongoing compliance for Sections 302 and 404 of the Sarbanes-Oxley Act.
PPM - Project Portfolio Management
Automate budget control, project governance and compliance
Risk Navigator
Risk Navigator™ provides a platform for operational risk management, and has specific functionality to meet all of your Sarbanes-Oxley 302 and 404 needs. Risk Navigator has integration points for document management, control monitoring, business intelligence and internal audit. This integrated compliance architecture reduces the time and effort involved in gathering and reporting on compliance and risk management data.
RSA Reporting & Compliance Manager
Extensive Identity & Access Management Reporting for Audit and Compliance.
Governments worldwide are enacting regulations aimed at protecting information. All of these global regulations share common fundamental requirements: to verify identities, to allow only authorized access to information, and to provide reliable audit reports.
Sarbanes-Oxley Corporate Assessment Accelerator
Mercury Sarbanes-Oxley Corporate Assessment Accelerator™ is a complete solution for managing ongoing corporate Sarbanes-Oxley compliance. It provides out-of-the-box best practices content to manage the catalog of business processes, risks, controls, and tests for company-wide Sarbanes-Oxley compliance.
S-O Comply
onProject, Inc. has leveraged years of project management experience with 40,000+ companies as well as extensive audit methodology and risk assessment automation experience working with "Big Four" accounting firms to develop next generation audit tools for both internal use and in collaboration with their clients to offer S-O Comply. The multi-user resource software that enables companies to easily and affordably implement and monitor control activity.
SOXA Accelerator
SOXA Accelerator provides your company with the tools to establish and maintain rigorous internal controls and reporting procedures mandated by the Sarbanes-Oxley Act of 2002. Built on the solid foundation of BizFlow, our award-winning BPM Platform, SOXA Accelerator enables your company to look forward—beyond the compliance deadlines—to implement a comprehensive strategy for reducing control deficiencies, improving inefficient business processes, and managing operational risk across your extended enterprise.
Regulation Bestsellers
The bestselling books on Amazon.
Articles
OpenPages Certified for SAP Portal
Visit our site of the month Sarbanes-Oxley at www.sarbanesoxleyuk.co.uk