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Sarbanes-Oxley Articles

These Sarbanes-Oxley articles are now available.

SEC Proposes Years Exemption on 404

GlobalSantaFe and Certus for Compliance

Sun Ups Ante for Identity Management

Not-For-Profits and Sarbanes-Oxley

Republican Attack on Sarbanes-Oxley

Spreadsheets Slated For Sarbox

COX - Sooner Rather than Later on SOX Reform

Millman Sarbanes-Oxley Security

GAO Supports SOX Cost Claims

Ryan & Co Expand with CertiSoft Acquisition

SEC Chief Account Defends SOX

Panelists Named for Sarbanes-Oxley Roundable

Swiss Sarbanes-Oxley

Foreign Companies Repeating US SOX Mistakes

BIO Lobbying on SOX Again

Small Company Recommendations for SOX

ArcSight Common Event Framework

RiskWatch New Version

Sarbanes-Oxley now Reaches Brazil

Caterpillar and Internal Controls

OpenPages Opens In France

IT Controls Tools

Caterpillar Calls for Lower Level 404

Sarbanes-Oxley Costs Dropping

CEO Transparency Worse Despite SOX

Kyriba Achieves SAS 70

OpenPages Links Expanding In Japan

MailStor Document Archival

Reveleus Operational Risk 4.0

Protiviti Boosts Operational Risk Offering

BIO-Key and IdentiPHI at CTST

Corporate Risk Insurance

Hosted Sarbanes-Oxley Compliance

Edge Dynamics Announces Release 3.5 Of Channel Commerce Management Solution

PortAuthority Goes Global

Model N Launches Into Semiconductor Pricing

NeoAccel Enterprise Security

Elemental Security Risk Product (Press Release)

Sarbanes-Oxley and Cost Cutting

Seaboard Chooses SOX Express

OpenPages in Forrester Wave

MailFoundery Archive

OpenPages and United Rentals

H&R Block and Sarbanes-Oxley

ClearStory Deregisters

OpenPages Fuses SOX with Operational Risk

Tighter Sarbanes-Oxley Called For

Archer Sarbanes-Oxley Launched

MultiCare Choose Sarbanes-Oxley Express

Alladin HASP

WebFinancial Cites SOX in Delisting

Non-Profits Embrace Sarbanes-Oxley

Bwise and Sarbanes-Oxley for Southern

RiskWatch On IT Risk

Sybase Delivers Sybase IQ 12.7 Analytics Server

Horizon and OpenPages

Gibraltar and Sarbanes-Oxley

Allete And SOX Express

SEC Finalising SOX Small Company

Interop Round-up

iPrevent Award

Archer Technologies Wins Security Award

Sarbanex-Oxley and Automation

Sirva Picks iGuard

Archer Launches Vendor Management

OpenPages and HCA

Protiviti and DiCarta

OpenPages To Tokyo

Sarbanes-Oxley Legal Challenge

OpenPages Enters Operational Risk Market

Enron Stellar Witnesses

Sarbanes-Oxley in the News

Archer Awards

OpenPages Wins USANA

OpenPages and Ethics

Sarbanes-Oxley People

Leveraging Sarbanes-Oxley

e-Invoicing For 170 Systems

Sarbanes-Oxley Debacle

Novell Enters Sarbanes-Oxley Market

Verizon Business for SAS 70

Sarbanes-Oxley and Linux

ArcSight and Enterprise Compliance

Protiviti in Forrester Wave

Mobius Spreadsheet Compliance

Voyence Moves Into Germany

Oracle Internal Controls Tool and Financial Hub

RSA 2006 Pandas and Perimeters

eFortress and ISO 27001

AXS-One Extends Lotus Capability

Model N for Gilead

NCH and SAS 70 Type II

Elemental Hot Company

NaviStar and Compel

Elemental Security Names New CFO

ECM Best Practice

Sarbanes-Oxley and Biotechnology

SEC Costs McAfee $50m

SOX Express and Del Monte

Tools Glossary

AXS-One CEO

Elemental Hits With Gartner

Emptoris and diCartna

Elemental and Marshall BankFirst

Internal Controls Manager and Financial Consolidation Hub

Japan Eyes U.S. Penalties

Elemental and Info-Security Awards

SQL Compliance Manager 2.0

Model N Revenue Management

Documentum and Common Criteria

Japan Glossary

SenSage Launches In Tokyo

Wolseley and Sarbanes-Oxley

CyberGatekeeper for Tripos Network Security

South Africa Win for AXS-One

OpenPages Certified for SAP Portal

Avocent Sarbanes-Oxley and CRM

Sarbanes-Oxley Event Manhattan

Blue Coat Extends Enterprise With Permeo

2005 Good For Elemental

Openwave and Sarbanes-Oxley

Sarbanes-Oxley Roundtable

Redwood and REALTECH

Common Criteria for Mazu

Amadeus Financing

SOX Express for Great Plains

Compel for Regence Group Sales Compensation

SOX Costs to Drop - Big 4

NASDAQ Completes Shareholder.com

Legislation and Enforcement Glossary

Small Companies Competiveness and SOX

Coca-Cola and Operational Risk

Sarbanes-Oxley Added Value

NASD Fines Oppenheimer & Co

COBIT Update Released

Hyland OnBase 5.0 Released

Compensation Consultants

Testing Entity-Level Controls

IT Asset Management for Christmas

Softrax Sale

Mobius At AIM 2006

Protiviti Amsterdam Office

Intcomex and SOX Express

BizRights and UGS

Sarbanes-Oxley Unsustainable says FEI

Amadeus CEO

Sanmina-SCI Delays Filing

Sarbanes-Oxley and Control Automation

IT Tools Brief

Elemental Security and CIS

Internal Control and Invoicing

Milipore and MarkView

Refco Losses Hid For Decade

IT Asset Management

Tools Glossary

Intrusion Defender

PG&E for SOX Express

Autonomy Completes Verity

Marketron SAS-70 Audit

Internal Network Security from Palisades

Publix and BizRights

PostX Signs Up MSPs

Millenium Settles Market Timing Allegations

AECOM and SOX Express

SAS 70 Type II for Cogistics

Risk Glossary

CheckFree Rounds Out Payment Suite

Refco Legal Action

SOX Express and Caremark

UK Fraud Simple Say Fraudsters

Bawag Starts Legal Ball Rolling

Promisec Gains Aladdin eSafe Partner Status

GM and Delphi SEC Probe

Refco Warned

SOX Costs Still High

Verizon Appoints SEC Chief Accountant

Navarre Regains Listing

Compassoft Buys Wimmer

Webroot Anti-Spyware

Refco Bidder Revelation

Refco Not Done Deal

Business Process Briefing

CA and Identity Manager

US Immigration and Customs with SpectreScout

Material Weakness At Alico

Georgia-Pacific

Delphi Supplier Fight

IFRS Criticised In KPMG Survey

Sarbanes-Oxley Jargon

Financial Risk Glossary

Hermes Gets Calpers Man

SEC Loses Regulation FD Case

LogLogic and Counterpane

Delphi Chapter 11 Suspension Sought

Centive CRM Award

BearingPoint Controller

Board Governance Via Internet - SEC

SOX Round Up

Sarbanes-Oxley Costs Stil High

SAS 70 for Coastal Technologies

Citigroup Stirs NYSE and Archipelago

Oversight Claims SOX Savings

Iron Mountain and Orchestria

Contract Labour Costs Not Measured

Man Offloads European Refco

Amvescap Continues Slide

Delphi Suing Extortionate Suppliers

Model N Conference 2006

Intel Promotions

Navarre Delisting

Amadeus for HyperBranch

Sarbanes-Oxley Glossary

Captiva Release Dispatcher 4.0

Record At Greenhill

General Motors and CMMI

Contingent Labour Survey

Blue Coat Anti-Spyware

SEC Investigates Pensions

Robbins & Myers to Restate

ISS Adds Section 404 2006 p

Norwich Union Locks Down

Bell Microproducts

Web Vulnerability Scanner

RLI Internal Audit

Burr Wolf Product Management

NYFIX Appoints Auditors

Identity Management Glossary

Internal Controls Glossary

Risk Glossary

Collins to Delist

Peregrine CEO

Silicon Image CFO

Velocity Asset Management

Immucor Class Action

Mobius and Sapphire

Section 404 Glossary

Razorsight VP

Operational Risk

Bush Nominates Democrats to SEC

WorldCom Accountant Sentenced

Former Cendant Executive Receives 10 Years

Control Documentation Tool Requirements

PCAOB Ban On Tax Shelter Advice

Former WorldCom CFO Settles

Ollila Named Chairman of Shell

Tax-shelter Ban Likely for Auditors

Market Risk

CIBC Settles Enron Case With $2.4bn

A&L Call For Data Sharing

Deloitte Audit Income Overtakes Tax

McKillop Joins RBS Board

Sarbanes-Oxley Automated Tools

Shell $90m to Settle Restatement Lawsuit

Internal Control Documentation Tools

Cox Before Senate Banking Committee

SEC Planning For Collapse of Big 4 Accounting Firm

Morgan Stanley Appoints Chief Legal Officer

SportingBet Buys ISC Entertainment for $39m

Fidelity Served With Wells Notice

Wachovia Posts Stellar Results

Global Security Alliance New Member

Ebbers Handed 25 Years

CA Appoints Sun Man As Internal Audit

Sarbanes-Oxley Consultant

Validian Available On-Demand

CFOs Call For Leeway on SOX

Wachovia Sarbanes-Oxley Complaint

Credit Risk Explained and Tools

SilentWhistle Expands Feedback Suite

CyrusOne and SAS-70

ReinsuranceRe Holdings Wells Notice

Amex Cuts CardSystems Loose

JP Morgan Settles Enron for $2.2bn

ActivCard Chairman Announced

Perjury Charge Against Scrushy Dropped

Advanced Energy Receives Nasdaq Confirmation of Compliance

GMAC Cuts SOX Costs By 50% With RMC

Wal-Mart Applies For Bank Licence

OpenPages Grows by 100%

OpenPages and Life Insurance

Intel Quarterly $9.2bn Record Revenue

Spirent Moving To IFRS

HIPAA and Sarbanes-Oxley White Papers

Accounting Glossary A-E

Accounting Glossary F-K

Accounting Glossary L-R

Accounting Glossary S-Z

Anchor BanCorp Delisting Threat

Heinz Selects Risk Navigator for SOX

SLGG Sarbanes-Oxley Workshops

Catholic Health and Elemental for HIPAA

CenterBeam Certified On SAS 70 Type II

Financial Job Growth Fuelled by Sarbanes-Oxley

Micromuse Extends Risk Offering

Over Half IT Professionals Unsure re Data Security

Hyperion and SAP Center

Elemental VP Marc Ferrie

Visa Contactless Transactions

American Software Delays Form 10-K

Intel CEO On AMD Lawsuit

Bank Of America Boosts Online Security

SECNAP Appoints Bates as CEO

LogicaCMG Anti-Money Laundering in India

Class Action Over 40m Credit Card Theft

Conference Board on Corporate Governance

UC Settles For $2bn In Enron Litigation

Elemental Expands Reseller Program

Mobius Conference Call

Supreme Court Overturns Andersen Conviction

Significant Entity Controls Overview

CA and Material Weaknesses

Management Accountants Lay Into Sarbanes-Oxley

Anchor BanCorp Audit Reports Withdrawn

SAP Expands SME Financial Offering

Hyperion for Laidlaw

IBM No.1 in Gartner Enterprise Rankings

Mobius Announces Next-Generation Content Integration

Bank Of America Extends SiteKey

Sarbanes-Oxley Not Institutionalized

Hyperion Passes 1000 Customers

Molex Appoints Director

Special Matters and Investigations Practice

Virsa

Sarbanes-Oxley Reporting Workshop

HBOS Supplier Risk

Identity Theft Round-Up

IT Control Evaluation Readiness

Gravity Splits Out SOX Compliance

Amcol Sees Costs Rise $1m

SOX Express New Customers

Enterprised Data Management Group Launched

Identity Management Suite From BMC

Smith Micro New CFO

Internal Attacks Surpass External

Metavante Acquires TREEV

Sarbanes-Oxley In Kazakhstan

Biometric Identity for Credit Cards

Hyperion Q4 and Year End Results 2005

Dresdner Selects Parlano MindAlign

Tool news, Dell, Fortiva etc

Global Realty Appoints Sarbanes-Oxley Consultants

Intel Appoints Head Of Stanford School of Engineering

Sun Expands Document Retention

Bush Nominates Cox as SEC Chairman

Pharmacopeia CFO Announced

Ryder System

Purcell Quits Morgan Stanley

Reserves Overshadows AIG Restatement

Data Governance Council Launched

WebMethods for Compliance

GigaStor for Massive Storage

Harleysville $1m for SOX

Cadence Network Now With 200,000 Sites

SOX Box Ticking Slammed By SEC And PCAOB

Michelin Selects Hyperion

RSA SOX Compliance Tool

Greenspand Sarbanes-Oxley and Ethics

Tenrox Leverages Microsoft SharePoint

Elemental Security Clears Series C Financing

Agilysys and IMSI SOX News

Section 404 and Telecoms

Vericept to Acquire Black White Box

Six-Fold Increase In Phishing Attacks

M&A in Brief

Spitzer To Set Legal Ball Rolling On AIG

Smaller Banks Feel Brunt of Sarbanes-Oxley

OpenPages Gets IAC/InterActiveCorp As Client

Small Firms Hit By Tax and Regulation

Intel Appoints Beijing Vice-President

General Re Former CFO May Be Sued

Qwest Pulls Plug on MCI War

HandySoft Signs Taiwan Customer

AXS-One $6.75m Investment Agreement

AIG Executive Does Deal With Spitzer

Small Caps Lobby For SOX Reform

SOX Express For RR Donnelley

Disclosure Controls and Procedures

Iconix Joins Anti-Phishing Working Group

Bank Whistleblower Wins Job Back

IT Ignored for Sarbanes-Oxley?

SOX Compliance Expensive But Worth It

SOX Express New Customers

Chordiant Software Selects BDO Seidman

Panavision Global Network

Veritas Expecting $30m Hit

Sarbanes-Oxley Challenge for IT

PacketSure 4.0 Released

CA to Restate for Five Years

NASDAQ Delists Citadel

Scrushy Trial Charges Dropped

ITIL and Sarbanes-Oxley Automation for Finisair

IT Readiness for Section 404

Delisting Threat Over Attestation

C5 3.0 Released By Secure Elements

Press Release - WatchGuard Chooses Entomo

Corporate Identity Theft Prevention

Sarbanes-Oxley Training Videos Released

SEC Security Chief At Sarbanes-Oxley Summit

MCI Settles Tax Dispute With $118.2m

Manhattan Software at Compuware Partner Summit

Audit Costs Jump $1.4bn

Spirent Restructures Service Assurance division

Internal Controls

Systemax Restates 2004

Intel Restates Q1 2004

SEC Chair Says No To Sarbanes-Oxley Rollback

AngloGold Chooses AXS-One

Scrushy Damned By His Own Witness

Vigilar Partnership with Tizor

Deficiencies and Material Weaknesses

IT Controls for Section 404

Novell IT Asset Management Move

HealthSouth Floor Questions

Spirit AeroSystems

Internal Controls and IT

Equitrac and Secure Printing

Sarbanes-Oxley 404

IRS Security Holes Laid Bare

Similarity Systems Buys Evoke

AIG Chief Admin Officer Sent On Leave

Internal Controls and Monitoring

SOX Costs Down If CFO Not Alone

Small Banks Claim SOX Exemption

Sarbanes-Oxley Support At Roundtable

Internal Controls and Business Processes

Payment-In-Kind Bond

PowerSteering New Director

SEC Urged to Tone Down 404

Foreign Firms With Close Call on Sarbanes-Oxley

STATS ChipPac Selects OpenPages SOX Express

RR Donnelley Selects OpenPages SOX Express for Sarbanes-Oxley Compliance

NEP Broadcasting Announces Bart R. Huchel as CFO

BP Sacks 252 Over Unethical Behaviour

SOX Pro for Small Cap

Sarbanes-Oxley and Non-Profit Organisations

Internal Controls and Control Activities

Banks Lagging on Chip and Pin

BP Internal Control On Ethics

Mitchells And Butlers to Delist From NYSE

New Sarbanes-Oxley and Software Sites

Gemplus Delivers 1m Smart Cards

Community Central Bank Completes River Place

Hyperion Investment in Approva

Analyst Witness at Scrushy Trial

$6bn cost of Sarbanes-Oxley

Internal Controls Ethics and Integrity

Sarbanes-Oxley Control environment

SEC Internal Control Feedback Agenda

Lease Accounting Over Fifth of Material Weaknesses

Internal Control and Risk Assessment

Volvo and Internal Digital Certificates

Amadeus at DIA

Scrushy Fights Back in HealthSouth Trial

Section 404 Corrections Reported Early

SCO Still Facing Delisting

UK Moving to Sarbanes-Oxley Compliance

Sarbanes-Oxley HR Tool Enhanced

Citadel Seals Deal with GroupCaptiva

Anti-Money laundering software

CFO On Both Sides in Scrushy Trial

Archer Build in COSO and COBiT

Sarbanes-Oxley Consulting Success

Veritas Internal Control Delays

Cray Delays Sarbanes-Oxley

Controlling A Stage CS

Open Solutions Buys FDS

Sarbanes-Oxley Compliance Delay Criticised

WorldCom Action Settled by Banks

Internal Controls For 404

SCO Restates

Why Sarbanes-Oxley

SEC Sarbanes-Oxley Review

Sarbanes-Oxley Tool Launched

HealthSouth Sarbanes-Oxley Trial

Enron Trial In April 2005

Whistleblower Denies Ebbers Knew

Ebbers Defence Starts

Sarbanes-Oxley Feedback

Bank Whistleblower Reinstated

Sarbanes-Oxley and SEC Rules

Vericept Aquires Black White Box

Sullivan Admits Lying About Fraud

Orion HealthCorp Disposal

WorldCom Verizon Merger Called Off

University of California Settles Enron

Intel Q2 Results Release

Enterprise Data Management Initiative Launched

Compliance Uses 1 in 6 Support Staff

Ebbers Feared Fortune Would Be Wiped

Ebbers Never Made Accounting Decision

Lloyds Buys Project Management Software

AAS and Greenbrier SAS 70

ITIL - segregation of duties

ITIL - change

Opening sale

ITIL - business process

ITIL - apportioned cost

ITIL - classification - change

ITIL - business function

ITIL - application portfolio

ITIL - asset

ITIL - classification - incident

ITIL - process control

ITIL - business recovery team

Expiration Cycle

Derivatives - Underlying security

Uncovered put writing

Uncovered call writing

Derivatives - Type

Derivatives - Time value

Equity Options

Statistical Volatility

Expiration Time

Exercise Settlement Amount

Bull Market

Bull

Market Implied Volatility

Exercise

Derivatives - Naked writer

Strike price

Back Months

Mini NASDAQ-100 Index

Merrill Lynch HOLDRS

Open interest

Buy On Close

NASDAQ-100 Index

American Style Option

Derivatives - Writer

At-the-money

Expiration Date

Bear

Bear Market

Bid

Floor Trader

Floor Broker

Derivative Security

Assignment

Put

European-Style Options

Semiconductor HOLDRS

Secondary market

S&P-500 Index

S&P-100 Index

Derivatives - Series

Retail Index

Derivatives - Short position

Premium

Out-of-the-money

Opening purchase

Oil Services Index

Oil & Gas Index

NASDAQ-100 Tracking Stock QQQ

Russell-2000 Index Options

Commission

Delivery

Deferred

Day Trading

Day Order

Covered Call Option Writing

Semiconductor Index

Contract

Closing Purchase

Close

Capped-Style Option

Call

Buy On Opening

Simple Put or Call Ratio

Contract Month

IFRS Hits

Lay to Face Bank Fraud Charge

Qwest Pays $250m Penalty

Sarbanes-Oxley Jobs

Hedge Funds Suffering

Fraud or Liquidity?

No Let Up with Sarbanes-Oxley

Sarbanes-Oxley Pushes Corporate US

Sarbanes-Oxley, De-listing Now Problem

PCAOB Criticises Big 4 Accounting Groups

Finance Spend Large on Regulation

Leap In Sarbanes-Oxley Costs

Companies Slow in Implemting Accounting Changes

Risk Management Controls Audited

Basel II Published

Banking Safety Net

Sarbanes-Oxley Act

Royal Bank Scotland loans with Coffee

Capita Back in FTSE 100

Sarbanes-Oxley and Accounting Oversight

Sarbanes-Oxley Section 404

risk management notes

Sarbanes-Oxley Success for UK

CMMI: risk management

CMMI: risk management strategy

CMMI: solicitation package

Messaging - Archiving

Messaging - Authentication

Messaging - Backup

Messaging - Backup to Disk—B2D

Messaging - Backup to Tape—B2T

Messaging - Blocked Sender

Messaging - CAN-SPAM Act

Messaging - Childrens Internet Protection Act (CIPA)

Messaging - Continuous Data Protection—CDP

Messaging - Decryption

Messaging - Data Lifecycle Management—DLM

Messaging - Digital Signatures

Messaging - Disaster Recovery

Messaging - DNS Block List

Messaging - Email

Messaging - Encryption

Messaging - Anti-Spam False Positives

Messaging - Firewall

Messaging - Gramm-Leach-Bliley Act

Messaging - Hierarchical Storage Management—HSM

Messaging - IMAP

Messaging - Incremental Backup

Messaging - Information Lifecycle Management—ILM

Messaging - Mail Server

Messaging - NASD 3010

Messaging - Predictive Analysis

Messaging - PKI

Messaging - POP 3 (Post Office Protocol 3)

Messaging - Quarantine

Messaging - Real-Time Block Lists (RBLs)

Messaging - Sarbanes-Oxley

Messaging - SEC Rule 17A

Messaging - S MIME or Secure MIME

Messaging - SNMP

Messaging - SMTP (Simple Mail Transfer Protocol)

Messaging - SNMP Trap

Messaging - Spam

Messaging - Spam Scoring

Messaging - SSL

Messaging - Trusted Sender

Messaging - UCE

Messaging - Viruses

Messaging - WORM

Messaging - X.509 Certificate

Margin requirement - for options

Long position

LEAPS

Intrinsic value

Internet HOLDRS

In-the-Money

Holder

Composite

Hedge

Futures Commission Merchant

Futures

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